Risk, Compliance and Legal Officer

Risk, Compliance and Legal Officer

Contract Type:

Permanent

Location:

Singapore

Category:

Compliance

Subcategory:

Contact Name:

Daphne Tan

Registration No.:

2225

Contact Email:

daphne@fundspartnership.com

Date Published:

05-Jan-2026

The Opportunity

We are representing a  Singapore-based buy-side asset manager  focused on  liquid markets , currently scaling its platform with a clear trajectory towards  USD 1bn in AUM .

This is a  hands-on Risk, Compliance & Legal role  supporting the COO / Head of Operations. The remit is broad, practical, and execution-focused — ideal for someone who wants real ownership rather than a narrow compliance silo.

What You’ll Do
  • Support ongoing compliance with  MAS regulatory requirements  applicable to asset managers
  • Review and maintain internal compliance policies, procedures, and controls
  • Assist with  SMA and client agreement reviews , flagging regulatory and legal risks
  • Support regulatory filings, audits, and interactions with external advisors
  • Contribute to operational risk identification and internal governance frameworks
  • Partner closely with the COO on platform build-out and institutionalisation initiatives
What We’re Looking For Essential
  • Working knowledge of  MAS regulations  for asset management firms
  • Exposure to compliance within  liquid markets  (buy-side or relevant advisory background)
  • Comfortable reviewing legal / commercial documentation
  • Highly organised, detail-oriented, and able to operate in a lean environment
Nice to Have
  • Entrepreneurial, hands-on mindset
  • Inquisitive and curious about how funds scale operationally
  • Commercial awareness — understands compliance as a business enabler
Why This Role
  • Direct access to senior leadership
  • Opportunity to shape compliance and governance frameworks in a growing fund
  • Broad remit across compliance, legal, and operational risk
  • Long-term growth potential for the right candidate

Interested candidates are encouraged to send in your applications directly to daphne@fundspartnership.com

Thank you & regretfully, only shortlisted candidates will be notified.

 

APPLY NOW

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